Ian David Hector McNeil

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Privium Fund Management (UK) Limited
FRN 471186
- CF1 Director (AR) (since 15 Jul 2021)
- CF30 Customer (since 15 Jul 2021)
HAN ETF Ltd
FRN 816074
- (4)Employed By (since 15 Aug 2018)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF1 Director (AR) (10 Jun 2014 to 27 Jun 2016)
- CF4 Partner (AR) (1 Oct 2012 to 28 May 2014)
- CF30 Customer (1 Oct 2012 to 27 Jun 2016)
Nomura International Plc (no longer approved here)
FRN 124422
- CF20 Significant Mgt (Settlements) (22 May 2002 to 27 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.