James Arthur Sclater

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Herbert Scott Ltd (no longer approved here)
FRN 179810
- [FCA CF] Client dealing (1 Dec 2024 to 5 Dec 2025)
- [FCA CF] Functions requiring qualifications (1 Dec 2024 to 5 Dec 2025)
Privium Fund Management (UK) Limited (no longer approved here)
FRN 471186
- CF1 Director (AR) (2 Aug 2017 to 31 Dec 2021)
- CF30 Customer (2 Aug 2017 to 31 Dec 2021)
Liontrust Investment Partners LLP (no longer approved here)
FRN 518552
- CF30 Customer (8 Jul 2010 to 1 Jul 2011)
- CF4 Partner (8 Jul 2010 to 1 Jul 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.