Privium Fund Management (UK) Limited

• Principal Place of Business

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +4402034570684

  Web

  https://www.priviumfund.com

• Complaints Contact

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +447768364144

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Santos Martin Visairas Ratto

  IRN SMV01015

  • CF30 Customer (10 Jun 2021 to 31 Oct 2023)
  • CF1 Director (AR) (10 Jun 2021 to 31 Oct 2023)
• Sascha Klamp

  IRN SXK01436

  • CF30 Customer (14 Mar 2016 to 1 Aug 2016)
  • CF1 Director (AR) (14 Mar 2016 to 1 Aug 2016)
• Shu Xu

  IRN SXX00006

  • CF1 Director (AR) (13 Sep 2022 to 16 Oct 2023)
• Siddharth Kapoor

  IRN SXK01776

  • CF1 Director (AR) (1 Nov 2016 to 14 Feb 2019)
  • CF30 Customer (1 Nov 2016 to 14 Feb 2019)
• Simon Anthony Crooks

  IRN SAC01263

  • CF1 Director (AR) (3 Jul 2018 to 26 Nov 2019)
  • CF30 Customer (3 Jul 2018 to 26 Nov 2019)
• Simon James Van Den Born

  IRN SJV01013

  • CF1 Director (AR) (15 Mar 2016 to 7 Jan 2019)
• Simon John Douglas Jeffries

  IRN SJJ01046

  • CF30 Customer (16 Apr 2019 to 26 Jun 2020)
  • CF4 Partner (AR) (16 Apr 2019 to 26 Jun 2020)
• Sonia Brigitte Marcelle Garnier

  IRN SXG00073

  • CF30 Customer (12 Nov 2020 to 14 Apr 2021)
• Sophie Robe

  IRN SXR02586

  • CF30 Customer (13 Jul 2017 to 3 Mar 2020)
  • CF1 Director (AR) (13 Jul 2017 to 3 Mar 2020)
• Sridhar Bearelly

  IRN SXB01435

  • CF30 Customer (6 Mar 2013 to 19 May 2014)
  • CF4 Partner (AR) (6 Mar 2013 to 19 May 2014)

• Global North Partners Ltd (no longer appointed)

  FRN 950668 · Appointed 9 May 2021 · Until 31 Oct 2023

• Champlain Advisors (Europe), Ltd. (no longer appointed)

  FRN 949708 · Appointed 23 Apr 2021 · Until 31 Mar 2024

• Stable London Limited (no longer appointed)

  FRN 926119 · Appointed 14 May 2020 · Until 15 Apr 2021

• Soller Capital Management Limited (no longer appointed)

  FRN 924659 · Appointed 17 Apr 2020 · Until 31 Mar 2021

• Iguana Investments Ltd (no longer appointed)

  FRN 919616 · Appointed 15 Jan 2020 · Until 30 Sep 2020

• Atka Capital LLP (no longer appointed)

  FRN 919312 · Appointed 10 Jan 2020 · Until 31 Mar 2026

• Balfour Capital Management Ltd (no longer appointed)

  FRN 918752 · Appointed 24 Dec 2019 · Until 26 Jun 2023

• Atypical Partner Ltd (no longer appointed)

  FRN 918017 · Appointed 9 Dec 2019 · Until 31 Dec 2023

• The Capital Company (UK) Limited (no longer appointed)

  FRN 914881 · Appointed 10 Oct 2019 · Until 16 Sep 2020

• AGIC (UK) Limited (no longer appointed)

  FRN 843539 · Appointed 6 Jun 2019 · Until 16 Oct 2023

No changes recorded yet.