Privium Fund Management (UK) Limited

Date authorised
1 April 2013
Companies House
06276584
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Regus
    3 More London Place
    London
    Southwark
    SE1 2RE
    UNITED KINGDOM
    Phone
    +4402034570684
    Web
    https://www.priviumfund.com

  • Complaints Contact

    Regus
    3 More London Place
    London
    Southwark
    SE1 2RE
    UNITED KINGDOM
    Phone
    +447768364144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Santos Martin Visairas Ratto

    IRN SMV01015

    • CF30 Customer (10 Jun 2021 to 31 Oct 2023)
    • CF1 Director (AR) (10 Jun 2021 to 31 Oct 2023)
  • Sascha Klamp

    IRN SXK01436

    • CF30 Customer (14 Mar 2016 to 1 Aug 2016)
    • CF1 Director (AR) (14 Mar 2016 to 1 Aug 2016)
  • Shu Xu

    IRN SXX00006

    • CF1 Director (AR) (13 Sep 2022 to 16 Oct 2023)
  • Siddharth Kapoor

    IRN SXK01776

    • CF1 Director (AR) (1 Nov 2016 to 14 Feb 2019)
    • CF30 Customer (1 Nov 2016 to 14 Feb 2019)
  • Simon Anthony Crooks

    IRN SAC01263

    • CF1 Director (AR) (3 Jul 2018 to 26 Nov 2019)
    • CF30 Customer (3 Jul 2018 to 26 Nov 2019)
  • Simon James Van Den Born

    IRN SJV01013

    • CF1 Director (AR) (15 Mar 2016 to 7 Jan 2019)
  • Simon John Douglas Jeffries

    IRN SJJ01046

    • CF30 Customer (16 Apr 2019 to 26 Jun 2020)
    • CF4 Partner (AR) (16 Apr 2019 to 26 Jun 2020)
  • Sonia Brigitte Marcelle Garnier

    IRN SXG00073

    • CF30 Customer (12 Nov 2020 to 14 Apr 2021)
  • Sophie Robe

    IRN SXR02586

    • CF30 Customer (13 Jul 2017 to 3 Mar 2020)
    • CF1 Director (AR) (13 Jul 2017 to 3 Mar 2020)
  • Sridhar Bearelly

    IRN SXB01435

    • CF30 Customer (6 Mar 2013 to 19 May 2014)
    • CF4 Partner (AR) (6 Mar 2013 to 19 May 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.