PREMIER FUND MANAGERS LIMITED

• Principal Place of Business

  Premier Miton Group

  Paternoster House

  65 St. Paul's Churchyard

  London

  City Of London

  EC4M 8AB

  UNITED KINGDOM

  Phone

  +4403334564560

  Web

  http://www.premiermiton.com

• Complaints Contact

  Premier Miton Group

  Paternoster House

  65 St. Paul's Churchyard

  London

  City Of London

  EC4M 8AB

  UNITED KINGDOM

  Phone

  +4403334564560

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 7 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to dealing-only activities.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to regulated collective investment scheme as marketing group associate activities and in carrying on such activities to the specified investments "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 7 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to regulated collective investment scheme as marketing group associate activities and in carrying on such activities to the specified investments "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Luke Anton Wiseman

  IRN LAW01038

  • CF2 Non Executive Director (19 Sep 2014 to 8 Dec 2019)
• Luke Smith

  IRN LXS01920

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Mar 2018 to 8 Dec 2019)
• Mahgul Ansari

  IRN MXA04000

  • [FCA CF] Client dealing (21 Jun 2021 to 9 Jan 2026)
• Mark Andrew Friend

  IRN MAF01057

  • CF10a CASS Oversight function (1 Oct 2011 to 31 May 2018)
  • CF10 Compliance Oversight (7 Jun 2011 to 12 Feb 2016)
  • CF11 Money Laundering Reporting (7 Jun 2011 to 1 Jun 2012)
  • CF3 Chief Executive (10 May 2005 to 31 May 2018)
  • CF8 Apportionment and Oversight (10 May 2005 to 31 Oct 2007)
  • CF20 Significant Mgt (Settlements) (1 Jun 2002 to 6 Jun 2006)
  • CF17 Significant Mgt (Other Business Operations) (1 Jun 2002 to 6 Jun 2006)
  • CF1 Director (1 Dec 2001 to 31 May 2018)
• Mark Robert John Rimmer

  IRN MRR01091

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Dec 2024)
  • CF30 Customer (11 Mar 2015 to 8 Dec 2019)
• Martin Turner

  IRN MBT01013

  • [FCA CF] Client dealing (since 24 Apr 2020)
  • [FCA CF] Material risk taker (29 Apr 2020 to 19 Dec 2024)
• Matt Wogan

  IRN MWW01072

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • CF30 Customer (15 Sep 2016 to 8 Dec 2019)
• Matthew Tillett

  IRN MST01064

  • [FCA CF] Manager of certification employee (since 7 Aug 2023)
  • [FCA CF] Client dealing (since 18 Oct 2022)
  • [FCA CF] Material risk taker (18 Oct 2022 to 12 Dec 2024)
• Maureen Mary Burgess

  IRN MMB01024

  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 1 Jun 2002)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 1 Jun 2002)
• Michael Andrew Vogel

  IRN MAV01017

  • CF2 Non Executive Director (1 Mar 2010 to 8 Dec 2019)

No changes recorded yet.