Mark Andrew Friend

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Premier Portfolio Managers Limited (no longer approved here)

    FRN 122067

    • CF3 Chief Executive (6 Aug 2012 to 31 May 2018)
    • CF10a CASS Oversight function (1 Oct 2011 to 31 May 2018)
    • CF10 Compliance Oversight (7 Jun 2011 to 17 Dec 2015)
    • CF11 Money Laundering Reporting (27 Mar 2007 to 6 Dec 2007)
    • CF20 Significant Mgt (Settlements) (1 Jun 2002 to 6 Jun 2006)
    • CF17 Significant Mgt (Other Business Operations) (1 Jun 2002 to 6 Jun 2006)
    • CF1 Director (1 Dec 2001 to 31 May 2018)
  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • CF10a CASS Oversight function (1 Oct 2011 to 31 May 2018)
    • CF10 Compliance Oversight (7 Jun 2011 to 12 Feb 2016)
    • CF11 Money Laundering Reporting (7 Jun 2011 to 1 Jun 2012)
    • CF3 Chief Executive (10 May 2005 to 31 May 2018)
    • CF8 Apportionment and Oversight (10 May 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Jun 2002 to 6 Jun 2006)
    • CF20 Significant Mgt (Settlements) (1 Jun 2002 to 6 Jun 2006)
    • CF1 Director (1 Dec 2001 to 31 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

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