Premier Financial Planning

• Principal Place of Business

  Suite 4 Park Mews

  15b Park Lane

  Hornchurch

  Essex

  RM11 1BB

  UNITED KINGDOM

  Phone

  +4401708721999

• Complaints Contact

  Suite 4, Park Mews

  15b Park Lane

  Hornchurch

  Essex

  RM11 1BB

  UNITED KINGDOM

  Phone

  +4401708721999

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Arthur Daws

  IRN AAD00005

  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David Alan Bloxam

  IRN DAB00073

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF10 Compliance Oversight (4 Dec 2019 to 8 Dec 2019)
  • CF4 Partner (27 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (19 Jun 2013 to 8 Dec 2019)
  • CF21 Investment Adviser (10 Mar 2004 to 31 Oct 2007)
• David George Barr

  IRN DGB00022

  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 13 Jun 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 4 Nov 2019)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 13 Jun 2020)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Nov 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2004)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Grant Louis Reynolds

  IRN GLR00005

  • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
• Joseph Bevins

  IRN JXB02587

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 30 Oct 2019)
  • CF11 Money Laundering Reporting (30 Oct 2019 to 8 Dec 2019)
  • CF4 Partner (5 Apr 2019 to 8 Dec 2019)
  • CF30 Customer (4 Feb 2010 to 8 Dec 2019)
• Katrina Jane Duke

  IRN KJD01073

  • CF21 Investment Adviser (26 Jul 2005 to 1 Apr 2007)
• Leslie James Cornwell

  IRN LJC00013

  • CF30 Customer (25 Jan 2008 to 17 Sep 2008)
• Matthew David Wilson

  IRN MXW00144

  • CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2007)
• Michael Alan Evers

  IRN MAE00007

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
  • CF4 Partner (1 Dec 2001 to 31 Mar 2004)
• Paul Antoniades

  IRN PXA00022

  • CF4 Partner (1 Dec 2001 to 31 Mar 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)

No changes recorded yet.