Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Premier Financial Planning
FRN 189446
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 30 Oct 2019)
- CF11 Money Laundering Reporting (30 Oct 2019 to 8 Dec 2019)
- CF4 Partner (5 Apr 2019 to 8 Dec 2019)
- CF30 Customer (4 Feb 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.