Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Premier Financial Planning (no longer approved here)

    FRN 189446

    • SMF27 Partner (9 Dec 2019 to 13 Jun 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Nov 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 13 Jun 2020)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.