PRACTICE FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  62 Skeldergate

  York

  North Yorkshire

  YO1 6WN

  UNITED KINGDOM

  Phone

  +4401904670820

  Web

  https://www.pfmdental.co.uk

• Complaints Contact

  62 Skeldergate

  York

  North Yorkshire

  YO1 6WN

  UNITED KINGDOM

  Phone

  +4401904670820

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

• Islamic Mortgage Advice

  For Customer, Home purchase plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Islamic Mortgage Arranging

  For Customer, Home purchase plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Islamic Mortgage Setup

  For Customer, Home purchase plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Paul Newsom

  IRN APN00002

  • CF30 Customer (1 Nov 2007 to 23 Dec 2010)
  • Responsible for Insurance Mediation (14 Jan 2005 to 17 Jun 2015)
  • CF21 Investment Adviser (29 Feb 2004 to 31 Oct 2007)
  • CF1 Director (29 Feb 2004 to 25 Feb 2016)
• Alexander Fearn

  IRN AXF00608

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Aug 2021)
  • [FCA CF] Client dealing (since 2 Aug 2021)
• Craig Buchan

  IRN CXB00090

  • CF30 Customer (1 Nov 2007 to 2 Jan 2008)
  • CF21 Investment Adviser (9 May 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Apr 2005 to 9 May 2005)
• David Leaf

  IRN DRL00002

  • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (29 Feb 2004 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (29 Feb 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (29 Feb 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (29 Feb 2004 to 31 Mar 2011)
  • CF10 Compliance Oversight (29 Feb 2004 to 31 Mar 2011)
  • CF1 Director (29 Feb 2004 to 8 Dec 2019)
• John Anthony Fearn

  IRN JAF00002

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 15 Jan 2019)
  • CF10 Compliance Oversight (11 Apr 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Apr 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (29 Feb 2004 to 31 Oct 2007)
  • CF1 Director (29 Feb 2004 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (29 Feb 2004 to 31 Oct 2007)
• Jonathan Robert Drysdale

  IRN JRD01075

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 5 Oct 2016)
  • CF1 Director (12 Dec 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (16 Feb 2007 to 31 Oct 2007)
• Lyndsey Pickering

  IRN LXP00092

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 27 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 27 Mar 2021)
• Martyn Peter Bradshaw

  IRN MPB01100

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 19 Dec 2018)
  • Responsible for Insurance Mediation (24 Jun 2015 to 30 Sep 2018)
  • CF1 Director (12 Dec 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 23 May 2016)
  • CF21 Investment Adviser (29 Dec 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (13 Jul 2004 to 29 Dec 2004)
• Tina Joanne North

  IRN TJN01031

  • CF21 Investment Adviser (29 Dec 2004 to 30 Jun 2006)
  • CF22 Investment Adviser (Trainee) (12 Aug 2004 to 29 Dec 2004)

No changes recorded yet.