Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PRACTICE FINANCIAL MANAGEMENT LIMITED
FRN 228837
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 27 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 27 Mar 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.