Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 27 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 27 Mar 2021)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.