Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (20 Jul 2021 to 29 Jul 2021)
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- CF30 Customer (1 Nov 2007 to 2 Jan 2008)
- CF21 Investment Adviser (9 May 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Apr 2005 to 9 May 2005)
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- CF22 Investment Adviser (Trainee) (14 Jan 2005 to 18 Mar 2005)
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- CF22 Investment Adviser (Trainee) (10 Dec 2003 to 14 Jan 2005)
- CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)
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- CF22 Investment Adviser (Trainee) (10 Dec 2003 to 14 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.