Posco Capital Partners PLC

• Principal Place of Business

  232 - 238 Bishopsgate

  4th Floor, Chanray House

  London

  EC2M 4QD

  UNITED KINGDOM

  Phone

  +447753604641

  Web

  https://www.poscocapital.co.uk

• Complaints Contact

  232 - 238 Bishopsgate

  4th Floor, Chanray House

  London

  EC2M 4QD

  UNITED KINGDOM

  Phone

  +447753604641

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Justin James Carter

  IRN JXC03371

  • [FCA CF] Material risk taker (since 1 May 2025)
  • [FCA CF] Client dealing (since 1 May 2025)
• Luke William Heatley

  IRN LWH01015

  • [FCA CF] Material risk taker (8 Jul 2025 to 29 Sep 2025)
  • [FCA CF] Client dealing (8 Jul 2025 to 29 Sep 2025)
• Mehul Sudhir Sheth

  IRN MSS01155

  • [FCA CF] Client dealing (since 1 Mar 2021)
  • [FCA CF] Material risk taker (since 1 Mar 2021)
• Pradeep Unnikrishnan

  IRN PXU00010

  • SMF3 Executive Director (since 1 Dec 2025)
  • [FCA CF] Material risk taker (since 7 Sep 2021)
  • [FCA CF] Client dealing (since 7 Sep 2021)
• Raju Kothari

  IRN RXK01392

  • [FCA CF] Material risk taker (since 1 Mar 2021)
  • [FCA CF] Client dealing (since 1 Mar 2021)
• Reshabh Kumar Upadhyay

  IRN RXU00010

  • [FCA CF] Manager of certification employee (since 7 Sep 2021)
  • [FCA CF] Material risk taker (since 7 Sep 2021)
  • [FCA CF] Significant management (since 7 Sep 2021)
• Sandip Bharatbhai Parekh

  IRN SBP01032

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF3 Chief Executive (8 Jul 2015 to 8 Dec 2019)
  • CF30 Customer (8 Jul 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Jul 2015 to 8 Dec 2019)
  • CF1 Director (8 Jul 2015 to 8 Dec 2019)
• Sheikh Mohi Uddin Ahmed

  IRN MXA01290

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF10a CASS Oversight function (17 Aug 2016 to 8 Dec 2019)
  • CF30 Customer (8 Jul 2015 to 8 Dec 2019)
  • CF1 Director (8 Jul 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Jul 2015 to 8 Dec 2019)
• Vikas Chauhan

  IRN VXC01105

  • CF30 Customer (26 Oct 2016 to 8 Dec 2019)
• Vishal Pravin Sodha

  IRN VXS01238

  • CF30 Customer (1 Aug 2018 to 8 Jul 2019)

• A U ADVISORS LIMITED (no longer appointed)

  FRN 923518 · Appointed 30 Mar 2020 · Until 3 Aug 2021 · Tied agent

• Kanaka Advisors Limited (no longer appointed)

  FRN 811295 · Appointed 11 Jun 2018 · Until 8 Jul 2019

No changes recorded yet.