Vishal Pravin Sodha

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kanaka Advisors Limited
FRN 831633
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Aug 2019 to 8 Dec 2019)
- CF1 Director (1 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Aug 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Aug 2019 to 8 Dec 2019)
Posco Capital Partners PLC (no longer approved here)
FRN 676509
- CF30 Customer (1 Aug 2018 to 8 Jul 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.