Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Opulenze Capital Limited
FRN 931719
- SMF9 Chair of the Governing Body (since 30 Oct 2020)
- SMF1 Chief Executive (since 30 Oct 2020)
- SMF16 Compliance Oversight (since 30 Oct 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Oct 2020)
- SMF3 Executive Director (since 30 Oct 2020)
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- CF30 Customer (26 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 14 Oct 2016)
- CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
- CF26 Customer Trading (30 Jun 2006 to 31 Oct 2007)
- CF27 Investment Management (30 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.