Polus Capital Management Limited

Date authorised
1 April 2013
Companies House
04885685
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Asticus Building
    21 Palmer Street
    London
    SW1H 0AD
    UNITED KINGDOM
    Phone
    +442072594800
    Web
    https://www.poluscapital.com

  • Complaints Contact

    Asticus Building
    21 Palmer Street
    London
    SW1H 0AD
    UNITED KINGDOM
    Phone
    +442035988181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pierpaolo Montana

    IRN PXM13585

    • CF2 Non Executive Director (24 Jun 2019 to 8 Dec 2019)
  • Riccardo Scarpa

    IRN RXS02551

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
    • CF30 Customer (14 Sep 2017 to 8 Dec 2019)
  • Richard John Freeth

    IRN RJF01150

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Sep 2015 to 8 Dec 2019)
  • Richard Lawrence Tray

    IRN RLT01013

    • CF30 Customer (24 Feb 2010 to 12 Aug 2011)
  • Robert Douglas Morton

    IRN RDM01185

    • [FCA CF] Client dealing (since 6 Mar 2025)
  • Robert John Dafforn

    IRN RXD01419

    • SMF3 Executive Director (since 12 Apr 2023)
    • [FCA CF] Client dealing (since 1 Sep 2021)
  • Robert Perry

    IRN RXP00259

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Sep 2024)
  • Robert Pierce Jones

    IRN RXP01186

    • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2021)
    • CF10 Compliance Oversight (20 May 2019 to 29 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (5 Aug 2004 to 6 Oct 2016)
    • CF1 Director (5 Aug 2004 to 8 Dec 2019)
  • Roslyn Kelly

    IRN RJK01102

    • CF2 Non Executive Director (6 Jan 2016 to 22 Oct 2018)
  • Roy John Harris

    IRN RJH01215

    • CF30 Customer (30 May 2008 to 16 May 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Fabio Vanerio (no longer appointed)

    FRN 955311 · Appointed 22 Jul 2021 · Until 8 May 2025

  • Munoa Invest Limited (no longer appointed)

    FRN 788801 · Appointed 13 Sep 2017 · Until 18 Oct 2017

  • Richard Tray (no longer appointed)

    FRN 518224 · Appointed 19 Feb 2010 · Until 12 Aug 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.