Robert Pierce Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Polus Capital Management Limited (no longer approved here)

    FRN 400045

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2021)
    • CF10 Compliance Oversight (20 May 2019 to 29 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (5 Aug 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (5 Aug 2004 to 6 Oct 2016)
  • Cairn Loan Investments LLP (no longer approved here)

    FRN 612590

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Sep 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Sep 2021)
    • SMF27 Partner (9 Dec 2019 to 9 Oct 2023)
    • CF4 Partner (31 Oct 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Oct 2014 to 8 Dec 2019)
  • Cairn Loan Investments II LLP (no longer approved here)

    FRN 821844

    • SMF27 Partner (9 Dec 2019 to 9 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Sep 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Sep 2021)
    • CF10 Compliance Oversight (30 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Oct 2019 to 8 Dec 2019)
    • CF4 Partner (14 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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