Polus Capital Management Limited

Date authorised
1 April 2013
Companies House
04885685
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Asticus Building
    21 Palmer Street
    London
    SW1H 0AD
    UNITED KINGDOM
    Phone
    +442072594800
    Web
    https://www.poluscapital.com

  • Complaints Contact

    Asticus Building
    21 Palmer Street
    London
    SW1H 0AD
    UNITED KINGDOM
    Phone
    +442035988181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sam Cowan

    IRN MPC01064

    • CF30 Customer (1 Nov 2007 to 3 Mar 2008)
    • CF27 Investment Management (3 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
  • Samantha Bartlett

    IRN SXB00623

    • SMF3 Executive Director (since 20 Mar 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Samantha Jane James

    IRN SJL01227

    • CF30 Customer (12 Aug 2008 to 18 Jul 2016)
  • Samantha Jean Sobkowich

    IRN SJS01322

    • CF30 Customer (13 Nov 2013 to 16 Jan 2015)
  • Sang Joon Min

    IRN SJM01354

    • [FCA CF] Client dealing (since 1 Sep 2021)
  • Sanni Railston-Brown

    IRN SXR00937

    • [FCA CF] Client dealing (since 6 Mar 2025)
  • Shaun Andrew Cracknell

    IRN SAC01144

    • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
    • CF27 Investment Management (15 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
  • Shaun Wood

    IRN SXW00406

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Dec 2022)
  • Stefano Loreti

    IRN SXL01364

    • CF30 Customer (1 Nov 2007 to 21 May 2012)
    • CF21 Investment Adviser (9 Jun 2006 to 31 Oct 2007)
  • Stephane Michel

    IRN SXM01476

    • CF30 Customer (1 Nov 2007 to 4 May 2008)
    • CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Fabio Vanerio (no longer appointed)

    FRN 955311 · Appointed 22 Jul 2021 · Until 8 May 2025

  • Munoa Invest Limited (no longer appointed)

    FRN 788801 · Appointed 13 Sep 2017 · Until 18 Oct 2017

  • Richard Tray (no longer appointed)

    FRN 518224 · Appointed 19 Feb 2010 · Until 12 Aug 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.