Polus Capital Management Limited

Date authorised
1 April 2013
Companies House
04885685
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Asticus Building
    21 Palmer Street
    London
    SW1H 0AD
    UNITED KINGDOM
    Phone
    +442072594800
    Web
    https://www.poluscapital.com

  • Complaints Contact

    Asticus Building
    21 Palmer Street
    London
    SW1H 0AD
    UNITED KINGDOM
    Phone
    +442035988181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Harrison

    IRN SXH02063

    • CF30 Customer (20 Oct 2010 to 15 Sep 2015)
  • Timothy James Albert Frost

    IRN TJF01027

    • CF2 Non Executive Director (20 Jan 2011 to 13 Sep 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (11 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (23 Aug 2004 to 31 Oct 2007)
    • CF1 Director (23 Aug 2004 to 30 Sep 2010)
  • Tina De Baere

    IRN TXD01276

    • [FCA CF] Client dealing (since 6 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2023)
    • CF30 Customer (14 Apr 2009 to 8 Dec 2019)
  • Travis Jared Murdoch

    IRN TJM01176

    • CF30 Customer (4 Jan 2010 to 1 Sep 2015)
  • Vanaja Indra

    IRN VXI01002

    • CF30 Customer (1 Nov 2007 to 16 Oct 2009)
    • CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)
  • Vihren Lubomirov Jordanov

    IRN VLJ01003

    • [FCA CF] Client dealing (since 6 Mar 2025)
  • William Robert Cannon

    IRN WXC25228

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Oct 2025)
    • SMF16 Compliance Oversight (since 20 Oct 2025)
  • Zachary Farmer

    IRN ZXF01042

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Fabio Vanerio (no longer appointed)

    FRN 955311 · Appointed 22 Jul 2021 · Until 8 May 2025

  • Munoa Invest Limited (no longer appointed)

    FRN 788801 · Appointed 13 Sep 2017 · Until 18 Oct 2017

  • Richard Tray (no longer appointed)

    FRN 518224 · Appointed 19 Feb 2010 · Until 12 Aug 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.