Timothy James Albert Frost

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KHEPRI ADVISERS LIMITED
FRN 692447
- CF2 Non Executive Director (AR) (since 1 Jun 2024)
Polus Capital Management Limited (no longer approved here)
FRN 400045
- CF2 Non Executive Director (20 Jan 2011 to 13 Sep 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (11 Mar 2005 to 31 Oct 2007)
- CF21 Investment Adviser (23 Aug 2004 to 31 Oct 2007)
- CF1 Director (23 Aug 2004 to 30 Sep 2010)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2004)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.