Polen Capital UK LLP

• Principal Place of Business

  Polen Capital UK LLP

  15-18 Austin Friars

  London

  City Of London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442080570457

  Web

  https://www.polencapital.com

• Complaints Contact

  Polen Capital UK LLP, 15-18 Austin Friars

  London

  City Of London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +4402080570457

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Selway

  IRN LXS00206

  • [FCA CF] Client dealing (since 10 Jul 2025)
• Mark Kennedy Williams

  IRN MKW01012

  • [FCA CF] Client dealing (1 Feb 2024 to 26 Feb 2025)
• Natalia Zouiten

  IRN NXK01467

  • [FCA CF] Client dealing (25 Apr 2022 to 7 Dec 2023)
• Nichale Rushay Campbell

  IRN NXC00423

  • SMF16 Compliance Oversight (1 Jul 2024 to 8 Aug 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2024 to 8 Aug 2024)
• Nondini Chakrabarti

  IRN NXC01632

  • [FCA CF] Client dealing (29 Mar 2021 to 20 Mar 2026)
• Paul Terence Williams

  IRN PTW01039

  • [FCA CF] Client dealing (1 Jun 2025 to 18 Aug 2025)
  • SMF27 Partner (8 Jun 2020 to 18 Aug 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Jun 2020 to 17 Jun 2024)
• RISHIKESH DINESH PATEL

  IRN RDP01091

  • [FCA CF] Client dealing (1 Mar 2023 to 17 Jul 2024)
  • [FCA CF] Material risk taker (1 Mar 2023 to 17 Jul 2024)
• Satyanarayana Raju Dantuloori

  IRN SXD10146

  • [FCA CF] Client dealing (1 Mar 2023 to 17 Jul 2024)
  • [FCA CF] Material risk taker (1 Mar 2023 to 24 Oct 2023)
• Shaun Scott Beveridge Sangster

  IRN SSS01138

  • SMF27 Partner (since 25 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jan 2025)
  • SMF16 Compliance Oversight (since 13 Jan 2025)
• Simon Gregory

  IRN SXG00588

  • [FCA CF] Client dealing (6 Dec 2021 to 25 Oct 2024)

No changes recorded yet.