Polar Capital LLP

• Principal Place of Business

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

  Web

  https://www.polarcapital.co.uk

• Complaints Contact

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Thomas Black

  IRN ATB01014

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
  • CF4 Partner (10 Apr 2019 to 8 Dec 2019)
• Alexandra Louise Jenkins

  IRN ALJ01033

  • [FCA CF] Client dealing (1 Apr 2020 to 30 Jun 2023)
• Ali Amiri-Garroussi

  IRN AXA02145

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (18 May 2010 to 8 Dec 2019)
• Andrew Dominic Michael Evans

  IRN ADE01040

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (11 Feb 2013 to 8 Dec 2019)
• Andrew Hassall

  IRN AXH03039

  • CF4 Partner (15 Aug 2017 to 9 Dec 2019)
  • CF30 Customer (8 Dec 2016 to 9 Dec 2019)
• Andrew James Holliman

  IRN AJH01327

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF4 Partner (10 Jan 2012 to 9 Dec 2019)
  • CF30 Customer (22 Aug 2011 to 9 Dec 2019)
• Andrew Marsh

  IRN ARM01120

  • CF4 Partner (12 Oct 2009 to 1 Dec 2017)
  • CF30 Customer (1 Nov 2007 to 1 Dec 2017)
  • CF27 Investment Management (19 Oct 2006 to 31 Oct 2007)
• Andrew Stuart MacKirdy

  IRN ASM01055

  • CF30 Customer (29 Jun 2012 to 31 May 2018)
  • CF4 Partner (29 Jun 2012 to 4 Apr 2014)
• Anna Sizova

  IRN AXS02297

  • CF30 Customer (16 Mar 2009 to 4 Jun 2014)
• Antonio Ernesto Khmelnitski

  IRN AEK01010

  • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
  • CF27 Investment Management (6 Apr 2006 to 31 Oct 2007)

No changes recorded yet.