Polar Capital LLP

• Principal Place of Business

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

  Web

  https://www.polarcapital.co.uk

• Complaints Contact

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Charlton Rogoff

  IRN BCR01011

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF4 Partner (11 Nov 2010 to 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 9 Dec 2019)
  • CF27 Investment Management (19 Oct 2005 to 31 Oct 2007)
• Benjamin Jean Billiard

  IRN BJB01076

  • [FCA CF] Client dealing (28 May 2021 to 30 Sep 2021)
• Benjamin Marsh

  IRN BXM01746

  • [FCA CF] Client dealing (29 Jul 2021 to 23 Jan 2023)
• Billy Desai

  IRN BXD01241

  • CF30 Customer (9 May 2013 to 2 Sep 2014)
• Bohong Chen

  IRN BXC01800

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (15 Jun 2018 to 8 Dec 2019)
• Boura Kym Tomlinson Cann

  IRN BXT01185

  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF30 Customer (9 Mar 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (19 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Nov 2007 to 8 Dec 2019)
• Bradley Reynolds

  IRN BXR01298

  • [FCA CF] Client dealing (1 Apr 2020 to 9 Nov 2022)
  • CF30 Customer (27 Oct 2011 to 8 Dec 2019)
• Brett David Pollard

  IRN BDP00016

  • [FCA CF] Client dealing (since 11 Oct 2021)
• Brian Jonathan David Ashford-Russell

  IRN BJA01011

  • CF30 Customer (1 Nov 2007 to 10 Nov 2009)
  • CF21 Investment Adviser (25 Nov 2005 to 31 Oct 2007)
  • CF27 Investment Management (19 Oct 2005 to 31 Oct 2007)
  • CF4 Partner (19 Oct 2005 to 8 Aug 2019)
• Bujar Deda

  IRN BXD01274

  • CF30 Customer (17 Oct 2008 to 10 Jun 2009)

No changes recorded yet.