Polar Capital LLP

• Principal Place of Business

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

  Web

  https://www.polarcapital.co.uk

• Complaints Contact

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Celia Elizabeth Farnon

  IRN CEF01026

  • CF30 Customer (1 Nov 2007 to 31 May 2008)
  • CF4 Partner (19 Oct 2005 to 31 May 2008)
  • CF27 Investment Management (19 Oct 2005 to 31 Oct 2007)
• Charles David Bruce Bromley

  IRN CDB01077

  • CF30 Customer (1 Nov 2007 to 5 Oct 2009)
  • CF27 Investment Management (19 Oct 2005 to 31 Oct 2007)
• Charles John Anthony Empson

  IRN CXE00056

  • [FCA CF] Client dealing (1 Apr 2020 to 8 Aug 2024)
• Charles Martin Hale

  IRN CMH01067

  • CF2 Non Executive Director (14 Dec 2010 to 30 Jan 2012)
  • CF30 Customer (1 Nov 2007 to 28 Oct 2009)
  • CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)
  • CF4 Partner (19 Oct 2005 to 11 Nov 2005)
  • CF27 Investment Management (19 Oct 2005 to 31 Oct 2007)
• Christoph Fang-Dse Wu

  IRN CFW01020

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF27 Investment Management (17 Mar 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Oct 2005 to 17 Mar 2006)
• Christophe Liegois-Williams

  IRN CXL01478

  • CF30 Customer (3 Jul 2012 to 30 Apr 2018)
• Christopher James Smith

  IRN CJS01400

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (8 Dec 2017 to 8 Dec 2019)
• Christopher Malkus

  IRN CXM00187

  • [FCA CF] Client dealing (1 Apr 2020 to 15 Mar 2024)
• Christopher Roy Wittstock

  IRN CXW00127

  • [FCA CF] Client dealing (1 Apr 2020 to 5 Apr 2022)
• Colin Moar

  IRN CXM01228

  • CF30 Customer (31 Jan 2011 to 2 Jun 2014)

No changes recorded yet.