PM&M Financial Planning Ltd

• Principal Place of Business

  New Century House

  Greenbank Technology Park

  Challenge Way

  Blackburn

  BB1 5QB

  ENGLAND

  Phone

  +4401254679138

  Web

  https://www.pmm.co.uk

• Complaints Contact

  New Century House

  Greenbank Technology Park

  Challenge Way

  Blackburn

  BB1 5QB

  ENGLAND

  Phone

  +4401254311945

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Robert Brierley

  IRN ARB00025

  • CF30 Customer (1 Nov 2007 to 30 Apr 2018)
  • CF1 Director (2 Jan 2007 to 30 Apr 2018)
  • Responsible for Insurance Mediation (2 Jan 2007 to 29 Mar 2017)
  • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (2 Jan 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (2 Jan 2007 to 1 Feb 2017)
  • CF10 Compliance Oversight (2 Jan 2007 to 1 Feb 2017)
• Antony Keen

  IRN AXK01517

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Oct 2020)
  • SMF16 Compliance Oversight (since 28 Oct 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (24 Mar 2017 to 30 Sep 2018)
  • CF1 Director (25 Sep 2014 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
• Antony Tinker

  IRN AXT01760

  • CF2 Non Executive Director (19 Apr 2012 to 31 Dec 2012)
• David John Gorton

  IRN DJG01276

  • Director of firm who is not a certification employee or a SMF manager (21 Oct 2021 to 5 Jan 2023)
  • CF2 Non Executive Director (24 Apr 2015 to 8 Dec 2019)
• Declan Bateson

  IRN DXB01145

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Jun 2025)
  • [FCA CF] Client dealing (since 25 Jun 2025)
• Gemma Schofield

  IRN GXS00293

  • [FCA CF] Manager of certification employee (16 May 2023 to 29 Aug 2025)
• James Andrew McIntyre

  IRN JAM01322

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 12 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
  • [FCA CF] Client dealing (since 4 Jan 2021)
• Jane Parry

  IRN JXP01747

  • Director of firm who is not a certification employee or a SMF manager (21 Oct 2021 to 5 Oct 2023)
  • CF2 Non Executive Director (19 Apr 2012 to 8 Dec 2019)
• Jordan Clark

  IRN JXC25102

  • [FCA CF] Functions requiring qualifications (1 Sep 2022 to 2 Nov 2022)
  • [FCA CF] Client dealing (1 Sep 2022 to 2 Nov 2022)
• Laura Marie Richmond

  IRN LXB01942

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 May 2017 to 8 Dec 2019)

No changes recorded yet.