PM&M Financial Planning Ltd

• Principal Place of Business

  New Century House

  Greenbank Technology Park

  Challenge Way

  Blackburn

  BB1 5QB

  ENGLAND

  Phone

  +4401254679138

  Web

  https://www.pmm.co.uk

• Complaints Contact

  New Century House

  Greenbank Technology Park

  Challenge Way

  Blackburn

  BB1 5QB

  ENGLAND

  Phone

  +4401254311945

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Megan Catherine Leach

  IRN MXL00351

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 22 May 2024)
  • [FCA CF] Functions requiring qualifications (since 22 May 2024)
• Michael George Battersby

  IRN MGB01134

  • CF2 Non Executive Director (11 Jun 2009 to 30 Jun 2010)
• Neil Andrew Welsh

  IRN NAW00020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Mar 2016 to 8 Dec 2019)
• Nigel John Wright

  IRN NXW19846

  • Director of firm who is not a certification employee or a SMF manager (21 Oct 2021 to 5 Oct 2023)
  • CF2 Non Executive Director (30 Oct 2019 to 8 Dec 2019)
• Richard Anthony Ainscough

  IRN RAA00015

  • CF1 Director (2 Jan 2007 to 30 Apr 2014)
• Richard Paul Hesketh

  IRN RPH01093

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Jul 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Jul 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2020)
  • CF10 Compliance Oversight (1 Oct 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Oct 2016 to 8 Dec 2019)
  • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
• Richard Stephen Ashton

  IRN RSA01067

  • [FCA CF] Manager of certification employee (since 26 Nov 2025)
• Roger Langford Cornes

  IRN RLC01036

  • CF2 Non Executive Director (24 Apr 2009 to 30 Jun 2010)
• Ross Williamson

  IRN RXW00489

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 May 2023)
  • [FCA CF] Functions requiring qualifications (since 19 May 2023)
• Samantha Jay Whittle

  IRN SXW00993

  • SMF3 Executive Director (since 29 Apr 2025)

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