Richard Stephen Ashton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PM&M Financial Planning Ltd

    FRN 459324

    • [FCA CF] Manager of certification employee (since 26 Nov 2025)
  • LIFT-Financial Ltd (no longer approved here)

    FRN 471394

    • [FCA CF] Manager of certification employee (31 Aug 2023 to 25 Nov 2025)
  • LIFT-Advice Ltd (no longer approved here)

    FRN 623947

    • [FCA CF] Manager of certification employee (31 Aug 2023 to 25 Nov 2025)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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