Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PM&M Financial Planning Ltd (no longer approved here)

    FRN 459324

    • CF30 Customer (1 Nov 2007 to 30 Apr 2018)
    • CF1 Director (2 Jan 2007 to 30 Apr 2018)
    • CF10 Compliance Oversight (2 Jan 2007 to 1 Feb 2017)
    • CF11 Money Laundering Reporting (2 Jan 2007 to 1 Feb 2017)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (2 Jan 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (2 Jan 2007 to 29 Mar 2017)
  • PM & M Financial Services Ltd (no longer approved here)

    FRN 190149

    • (2)Employed By (24 Oct 2001 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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