Date authorised
1 April 2013
Companies House
01073408
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4401512364511
  • Complaints Contact

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4403334009070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eve Rebecca Clowes

    IRN EXC31273

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
  • Faye Brundell

    IRN FXB01284

    • CF28 Systems and controls (24 Jun 2013 to 21 Oct 2014)
  • Fergus Harry Speight

    IRN FHS01010

    • [FCA CF] Significant management (1 Oct 2020 to 28 Feb 2022)
  • Gareth Shann

    IRN GXS00791

    • [FCA CF] Significant management (since 21 May 2025)
  • Gary Beyer

    IRN GXB00273

    • [FCA CF] Significant management (1 Apr 2021 to 1 Mar 2023)
  • Gary Warman

    IRN GXW01409

    • [FCA CF] Significant management (1 Oct 2020 to 4 Oct 2021)
  • Georgina Bale

    IRN GXB28579

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
  • Glen Andrew Erskine

    IRN GAE01021

    • CF5 Director of Unincorporated Association (AR) (2 Jan 2009 to 10 Jul 2014)
  • Graham Michael Berville

    IRN GMB01083

    • CF1 Director (19 Jul 2007 to 21 Aug 2008)
  • Graham Neville Day

    IRN GND01011

    • CF5 Director of Unincorporated Association (AR) (21 Nov 2007 to 31 Mar 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.