Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (23 Jun 2021 to 28 Feb 2022)
- [FCA CF] Significant management (10 Dec 2018 to 28 Feb 2022)
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- [FCA CF] Significant management (1 Oct 2020 to 28 Feb 2022)
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- CF10 Compliance Oversight (29 Aug 2008 to 2 Jul 2009)
- CF29 Significant management (1 Nov 2007 to 30 Sep 2008)
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- CF10 Compliance Oversight (29 Aug 2008 to 2 Jul 2009)
- CF29 Significant management (1 Nov 2007 to 30 Sep 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.