Plus500UK Ltd

• Principal Place of Business

  8 Angel Court

  Copthall Avenue

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442038761640

  Web

  https://www.plus500.com/en/

• Complaints Contact

  8 Angel Court

  Copthall Avenue

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442038761647

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alexander Phillips

  IRN AXP00065

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jan 2021)
  • SMF16 Compliance Oversight (since 4 Jan 2021)
• Andrew Leslie Welsh

  IRN ALW01044

  • CF10a CASS Oversight function (13 Apr 2012 to 4 Mar 2015)
  • CF10 Compliance Oversight (29 Jul 2010 to 4 Mar 2015)
  • CF11 Money Laundering Reporting (29 Jul 2010 to 4 Mar 2015)
  • CF1 Director (29 Jun 2010 to 4 Mar 2015)
• Asaf Elimelech

  IRN AXE01583

  • SMF3 Executive Director (9 Dec 2019 to 5 Jun 2020)
  • CF1 Director (30 Oct 2015 to 8 Dec 2019)
• David Frank Simpson

  IRN DFS01056

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Oct 2022)
  • CF2 Non Executive Director (20 Oct 2016 to 8 Dec 2019)
• David Zruia

  IRN DXZ84008

  • SMF3 Executive Director (since 17 Sep 2020)
• Dror Israel Sordo

  IRN DIS01033

  • CF3 Chief Executive (29 Jun 2010 to 16 Oct 2013)
  • CF1 Director (29 Jun 2010 to 16 Oct 2013)
• Ittai Ben-Ze'ev

  IRN IXB01436

  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • CF10a CASS Oversight function (30 Mar 2015 to 8 Dec 2019)
• James Elder

  IRN JSE01044

  • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2023)
• Jolyon David Hewer Griffiths

  IRN JDG01050

  • CF2 Non Executive Director (27 Oct 2010 to 31 Jan 2017)
• Margaret Hazelle Anderson

  IRN MHA01015

  • CF10 Compliance Oversight (21 Oct 2015 to 12 May 2016)

No changes recorded yet.