Plus500UK Ltd

• Principal Place of Business

  8 Angel Court

  Copthall Avenue

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442038761640

  Web

  https://www.plus500.com/en/

• Complaints Contact

  8 Angel Court

  Copthall Avenue

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +442038761647

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mark Robert Winton

  IRN MRW01098

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (29 Apr 2015 to 8 Dec 2019)
  • CF3 Chief Executive (29 Apr 2015 to 8 Dec 2019)
• Michelle Francine West

  IRN MFW01051

  • SMF16 Compliance Oversight (9 Dec 2019 to 4 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Jan 2021)
  • CF10 Compliance Oversight (12 May 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 Apr 2015 to 8 Dec 2019)
• Nerea Gonzalez

  IRN NXG00294

  • [FCA CF] Material risk taker (since 1 Jan 2024)
• Patricia Marie Sanjurjo-Razzell

  IRN PMS01164

  • CF10 Compliance Oversight (29 Jun 2010 to 20 Jul 2010)
  • CF1 Director (29 Jun 2010 to 18 Aug 2010)
  • CF11 Money Laundering Reporting (29 Jun 2010 to 20 Jul 2010)
• Ronald Gareth Derbyshire

  IRN RGD01078

  • CF10 Compliance Oversight (28 Apr 2015 to 31 Aug 2015)
• Simone Dahlya Sasson

  IRN SDS01107

  • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2023)
• Yair Lavi

  IRN YXL01104

  • CF3 Chief Executive (13 Jun 2014 to 11 Mar 2015)
  • CF1 Director (13 Jun 2014 to 31 Aug 2015)

No changes recorded yet.