James Elder

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 25 Jan 2017)
    • [FCA CF] Manager of certification employee (15 Jan 2025 to 24 Jan 2025)
    • [FCA CF] Significant management (25 Aug 2022 to 25 Sep 2025)
    • [PRA CF] Managing a material risk taker (17 Jan 2022 to 18 Jan 2023)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2018)
    • [FCA CF] Manager of certification employee (15 Jan 2025 to 24 Jan 2025)
    • [FCA CF] Significant management (25 Aug 2022 to 25 Sep 2025)
    • [PRA CF] Managing a material risk taker (17 Jan 2022 to 18 Jan 2023)
  • Plus500UK Ltd

    FRN 509909

    • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2023)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF11 Money Laundering Reporting (16 Feb 2010 to 30 Jun 2010)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF11 Money Laundering Reporting (16 Feb 2010 to 30 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.