Platinum Financial Partners Ltd

• Principal Place of Business

  20C Crofthead Road

  Prestwick

  South Ayrshire

  KA9 1HW

  UNITED KINGDOM

  Phone

  +4407776085919

• Complaints Contact

  5 Braehead Court

  Kilmarnock

  Ayrshire

  KA3 7AB

  UNITED KINGDOM

  Phone

  +441563542413

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cameron Tanner

  IRN CXT00491

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Oct 2024)
  • CF30 Customer (since 30 Sep 2024)
• Julie Margaret McIntosh

  IRN JMM00085

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (since 18 Dec 2017)
  • CF30 Customer (since 8 Dec 2017)
  • Responsibility for MCD Intermediation (since 8 Dec 2017)
  • CF1 Director (8 Dec 2017 to 8 Dec 2019)
• Robert Lindsay Boyd

  IRN RLB00014

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Aug 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Aug 2022)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Aug 2022)
  • CF30 Customer (3 Jun 2019 to 21 Aug 2022)
• Stephen Caddis

  IRN SXC00092

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 Jul 2022)
• William Colin Tanner

  IRN WCT00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (since 18 Dec 2017)
  • Responsible for Insurance Mediation (8 Dec 2017 to 30 Sep 2018)
  • CF10 Compliance Oversight (8 Dec 2017 to 8 Dec 2019)
  • CF1 Director (8 Dec 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (8 Dec 2017 to 15 Dec 2017)

• Julie McIntosh Ltd

  FRN 739672 · Appointed 14 Dec 2017

• Tanner Financial Advice Ltd

  FRN 608119 · Appointed 14 Dec 2017

• Robert Lindsay Boyd (no longer appointed)

  FRN 842829 · Appointed 24 May 2019 · Until 2 Sep 2022

No changes recorded yet.