William Colin Tanner

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Platinum Financial Partners Ltd

    FRN 789503

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 18 Dec 2017)
    • CF10 Compliance Oversight (8 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (8 Dec 2017 to 15 Dec 2017)
    • CF1 Director (8 Dec 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Dec 2017 to 30 Sep 2018)
  • Tanner Financial Advice Ltd

    FRN 608119

    • (2)Employed By (since 15 Dec 2017)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (1 Jun 2017 to 23 Oct 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (13 Sep 2011 to 27 Sep 2013)
  • William Colin Tanner (no longer approved here)

    FRN 563640

    • Employed By (13 Sep 2011 to 27 Sep 2013)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 1 Aug 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ayrshire Financial Services Ltd (no longer approved here)

    FRN 192967

    • Employed By (31 Jan 2001 to 1 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.