Stephen Caddis

• Platinum Financial Partners Ltd

  FRN 789503

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 Jul 2022)
• MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

  FRN 305330

  • Appointed representative dealing with clients for which they require qualification (31 Jan 2022 to 3 May 2022)
• Countrywide Principal Services Limited (no longer approved here)

  FRN 301684

  • [FCA CF] Functions requiring qualifications (9 Feb 2021 to 1 Jan 2022)
• NatWest Markets Plc (no longer approved here)

  FRN 121882

  • CF30 Customer (27 Jun 2011 to 26 Mar 2012)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (19 Jan 2006 to 29 Sep 2006)
  • CF22 Investment Adviser (Trainee) (25 Feb 2005 to 19 Jan 2006)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (19 Jan 2006 to 29 Sep 2006)
  • CF22 Investment Adviser (Trainee) (25 Feb 2005 to 19 Jan 2006)

No changes recorded yet.