Platform Securities LLP

Date authorised
1 April 2013
Companies House
OC301316
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tricorn House
    51-53 Hagley Road
    Edgbaston
    Birmingham
    West Midlands
    B16 8TP
    UNITED KINGDOM
    Phone
    +4401212330336
    Web
    https://www.platformsecurities.com

  • Complaints Contact

    Tricorn House
    51-53 Hagley Road
    Edgbaston
    Birmingham
    West Midlands
    B16 8TP
    UNITED KINGDOM
    Phone
    +4401212330336

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Gerard Doherty

    IRN KGD01012

    • CF11 Money Laundering Reporting (21 Jan 2010 to 31 Aug 2013)
  • Kevin James McLaren Longmate

    IRN KJL01082

    • CF30 Customer (29 Jul 2013 to 27 May 2014)
  • Kim Diane Webb

    IRN KDW01042

    • Director of firm who is not a certification employee or a SMF manager (22 Jan 2024 to 10 Dec 2025)
    • SMF24 Chief Operations (30 May 2022 to 13 Jun 2023)
    • SMF3 Executive Director (1 May 2020 to 9 Mar 2024)
    • CF2 Non Executive Director (31 Aug 2013 to 8 Dec 2019)
  • Kirsty Pearson

    IRN KXA01489

    • CF30 Customer (12 Aug 2013 to 27 May 2014)
  • Laura Jackson

    IRN LXJ00125

    • [FCA CF] Material risk taker (17 Feb 2022 to 15 Nov 2022)
  • Lee James Beedle

    IRN LJB01098

    • CF4 Partner (23 Sep 2003 to 1 Aug 2005)
  • Leslie Cantlay

    IRN LJC00007

    • SMF9 Chair of the Governing Body (since 23 Jul 2024)
    • SMF13 Chair of the Nominations Committee (since 9 Dec 2019)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 7 Apr 2025)
    • CF2 Non Executive Director (4 Aug 2016 to 8 Dec 2019)
  • Luke Alden McCabe

    IRN LAM01111

    • SMF7 Group Entity Senior Manager (11 Jul 2022 to 31 May 2024)
  • Malcolm Eylott

    IRN MXE01435

    • CF2 Non Executive Director (8 Jul 2011 to 31 Aug 2013)
  • Marcus James Lawson

    IRN MJL01163

    • CF21 Investment Adviser (13 May 2004 to 27 Apr 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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