Platform Securities LLP

• Principal Place of Business

  Tricorn House

  51-53 Hagley Road

  Edgbaston

  Birmingham

  West Midlands

  B16 8TP

  UNITED KINGDOM

  Phone

  +4401212330336

  Web

  https://www.platformsecurities.com

• Complaints Contact

  Tricorn House

  51-53 Hagley Road

  Edgbaston

  Birmingham

  West Midlands

  B16 8TP

  UNITED KINGDOM

  Phone

  +4401212330336

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Marilyn Ann Meah

  IRN MXM00548

  • [FCA CF] Significant management (since 2 Nov 2022)
  • [FCA CF] Material risk taker (1 Mar 2021 to 2 Nov 2022)
• Mark Andrew Bastow

  IRN MAB01336

  • CF28 Systems and controls (25 Nov 2011 to 31 Aug 2013)
• Mark Anthony Brown

  IRN MAB01276

  • CF4 Partner (23 Sep 2003 to 1 Aug 2005)
• Mark David Patrick Carpenter

  IRN MDC01162

  • CF30 Customer (17 Aug 2009 to 8 Jul 2011)
• Mark John Roberts

  IRN MXR00517

  • [FCA CF] Material risk taker (4 Mar 2022 to 15 May 2024)
• Mark Richard Jenkinson

  IRN MRJ01099

  • CF2 Non Executive Director (31 Aug 2013 to 1 Apr 2014)
• Mark Sebastian Cooper

  IRN MSC01045

  • CF30 Customer (1 Nov 2007 to 24 Mar 2011)
  • CF26 Customer Trading (1 Oct 2007 to 31 Oct 2007)
• Martin Phillip Steer

  IRN MXS00526

  • Director of firm who is not a certification employee or a SMF manager (since 19 Dec 2025)
• Mathew Clarke

  IRN MXC03233

  • CF30 Customer (4 Jul 2018 to 22 Feb 2019)
• Michael Alexander French

  IRN MAF01190

  • CF28 Systems and controls (7 Aug 2013 to 31 Aug 2013)

• Havelock Hunter Stockbrokers Ltd (no longer appointed)

  FRN 400130 · Appointed 15 Apr 2004 · Until 31 Oct 2006

No changes recorded yet.