Platform Securities LLP

• Principal Place of Business

  Tricorn House

  51-53 Hagley Road

  Edgbaston

  Birmingham

  West Midlands

  B16 8TP

  UNITED KINGDOM

  Phone

  +4401212330336

  Web

  https://www.platformsecurities.com

• Complaints Contact

  Tricorn House

  51-53 Hagley Road

  Edgbaston

  Birmingham

  West Midlands

  B16 8TP

  UNITED KINGDOM

  Phone

  +4401212330336

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Jeffrey John Henderson

  IRN JJH01171

  • CF28 Systems and controls (23 Nov 2011 to 12 Mar 2013)
• Jeffrey Lader

  IRN JXL01535

  • CF10 Compliance Oversight (14 Jan 2010 to 9 May 2011)
• Jerome Edward Gudgeon

  IRN JEG01057

  • CF29 Significant management (13 Mar 2013 to 31 Aug 2013)
• John Alexander Melvin Hemming

  IRN JAH01255

  • CF4 Partner (13 Nov 2002 to 1 Aug 2005)
• John Bertram Eaton

  IRN JBE01014

  • CF2 Non Executive Director (18 Sep 2012 to 31 Aug 2013)
• John Blackman

  IRN JAB01302

  • CF4 Partner (13 Nov 2002 to 1 Aug 2005)
• John Gordon See

  IRN JGS01119

  • CF2 Non Executive Director (8 Jul 2011 to 31 Aug 2013)
• John Henry MacDonald

  IRN JHM01137

  • [FCA CF] Client dealing (since 1 Mar 2021)
  • CF30 Customer (26 Feb 2015 to 8 Dec 2019)
• John Howard Beeston

  IRN JHB01128

  • SMF3 Executive Director (since 19 Sep 2023)
  • SMF1 Chief Executive (since 19 Jan 2022)
• John James Gibson

  IRN JXG01261

  • CF30 Customer (31 Jan 2013 to 31 Aug 2013)

• Havelock Hunter Stockbrokers Ltd (no longer appointed)

  FRN 400130 · Appointed 15 Apr 2004 · Until 31 Oct 2006

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