Jeffrey Lader

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

IM ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 402770
- SMF3 Executive Director (15 Dec 2023 to 13 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Dec 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 13 Dec 2024)
- CF11 Money Laundering Reporting (15 Jan 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Jan 2016 to 8 Dec 2019)
Platform Securities LLP (no longer approved here)
FRN 214206
- CF10 Compliance Oversight (14 Jan 2010 to 9 May 2011)
Interactive Investor Services Limited (no longer approved here)
FRN 141282
- CF10 Compliance Oversight (27 Sep 2004 to 19 Apr 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.