Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FNZ (UK) Ltd (no longer approved here)

    FRN 438687

    • [FCA CF] Manager of certification employee (17 Feb 2022 to 1 Feb 2026)
    • [FCA CF] Material risk taker (30 Oct 2020 to 1 Feb 2026)
  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • CF2 Non Executive Director (25 Aug 2005 to 13 Dec 2007)
  • Platform Securities LLP (no longer approved here)

    FRN 214206

    • CF4 Partner (13 Nov 2002 to 1 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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