Platform Securities LLP

Date authorised
1 April 2013
Companies House
OC301316
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tricorn House
    51-53 Hagley Road
    Edgbaston
    Birmingham
    West Midlands
    B16 8TP
    UNITED KINGDOM
    Phone
    +4401212330336
    Web
    https://www.platformsecurities.com

  • Complaints Contact

    Tricorn House
    51-53 Hagley Road
    Edgbaston
    Birmingham
    West Midlands
    B16 8TP
    UNITED KINGDOM
    Phone
    +4401212330336

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Michael Crook

    IRN AMC01093

    • CF30 Customer (1 Aug 2019 to 25 Oct 2019)
  • Angus Macdonald

    IRN AXM01833

    • CF8 Apportionment and Oversight (13 Nov 2002 to 31 Oct 2007)
    • CF4 Partner (13 Nov 2002 to 1 Aug 2005)
    • CF3 Chief Executive (13 Nov 2002 to 1 Jul 2010)
  • Angus Michael Rigby

    IRN AMR01091

    • CF2 Non Executive Director (23 Nov 2009 to 28 Sep 2010)
  • Ankit Mukesh Patel

    IRN AXP01797

    • CF30 Customer (12 Jun 2008 to 9 Oct 2009)
  • Antony William Elliott

    IRN AWE01006

    • SMF14 Senior Independent Director (9 Dec 2019 to 26 Feb 2021)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 26 Feb 2021)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 26 Feb 2021)
    • CF2 Non Executive Director (5 Sep 2014 to 8 Dec 2019)
  • Arshad Sultan

    IRN AXS02159

    • [FCA CF] Client dealing (1 Mar 2021 to 3 Jun 2023)
    • CF30 Customer (19 Jul 2013 to 8 Dec 2019)
  • Asukwo Okon Akpayung

    IRN AXA00353

    • [FCA CF] Material risk taker (since 1 Mar 2021)
  • Barry Evans Dark

    IRN BED01015

    • CF2 Non Executive Director (31 Aug 2013 to 1 Apr 2014)
  • Brian DuVal

    IRN BXD00093

    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2021 to 31 Mar 2024)
  • Brian Page

    IRN BXP01097

    • CF30 Customer (28 Jan 2011 to 27 Mar 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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