Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hubwise Securities Limited (no longer approved here)

    FRN 502619

    • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 11 Oct 2022)
    • CF10a CASS Oversight function (29 Feb 2012 to 8 Dec 2019)
    • CF1 Director (18 Oct 2011 to 8 Dec 2019)
    • CF3 Chief Executive (23 Sep 2011 to 8 Dec 2019)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF1 Director (15 Dec 2016 to 2 Mar 2017)
    • CF10a CASS Oversight function (15 Dec 2016 to 2 Mar 2017)
  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • CF1 Director (18 Apr 2006 to 13 Dec 2007)
    • CF3 Chief Executive (18 Apr 2006 to 1 Apr 2007)
    • CF8 Apportionment and Oversight (18 Apr 2006 to 10 May 2007)
    • CF2 Non Executive Director (26 Aug 2005 to 18 Apr 2006)
  • Platform Securities LLP (no longer approved here)

    FRN 214206

    • CF8 Apportionment and Oversight (13 Nov 2002 to 31 Oct 2007)
    • CF4 Partner (13 Nov 2002 to 1 Aug 2005)
    • CF3 Chief Executive (13 Nov 2002 to 1 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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