PIVOTAL FINANCIAL LIMITED

Date authorised
2 March 2015
Companies House
09157892
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Christopher Street
    London
    EC2A 2BS
    UNITED KINGDOM
    Phone
    +4402038689137
    Web
    http://www.charcol.co.uk

  • Complaints Contact

    25 Christopher Street
    London
    EC2A 2BS
    UNITED KINGDOM
    Phone
    +4402038689137

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tobias Kim Easthope

    IRN TKE00003

    • Appointed representative dealing with clients for which they require qualification (9 Nov 2020 to 18 Feb 2022)
  • Tolga Koc

    IRN TXK00075

    • [FCA CF] Functions requiring qualifications (16 Dec 2022 to 2 Feb 2023)
  • Tracy Griffiths

    IRN TXG15169

    • Responsible for Insurance Distribution (12 Oct 2022 to 7 Dec 2022)
    • SMF3 Executive Director (12 Oct 2022 to 7 Dec 2022)
    • Responsibility for MCD Intermediation (12 Oct 2022 to 7 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 May 2021 to 20 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 May 2022)
    • CF10 Compliance Oversight (13 Jun 2019 to 8 Dec 2019)
  • Tsungai Renica Rufaro Chadhliwa

    IRN TXC00088

    • Appointed representative dealing with clients for which they require qualification (12 Jan 2021 to 1 Jun 2022)
    • [FCA CF] Functions requiring qualifications (12 Jan 2021 to 13 Jan 2021)
  • Victoria Lea Slater

    IRN VXS00090

    • [FCA CF] Functions requiring qualifications (11 Nov 2021 to 22 Jun 2022)
  • Victoria Louise Todd

    IRN VLT01011

    • [FCA CF] Functions requiring qualifications (9 Feb 2024 to 11 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (12 Mar 2021 to 6 Jun 2022)
  • Vijay Chouhan

    IRN VXC00031

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2025)
  • Vuk Micunovic

    IRN VXM01171

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 8 Apr 2018)
    • CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
  • Walter Anthony Avrili

    IRN WAA00002

    • Responsibility for MCD Intermediation (23 Jun 2016 to 12 Mar 2018)
    • CF1 Director (AR) (29 Jan 2016 to 12 Mar 2018)
    • Responsible for Insurance Mediation (2 Mar 2015 to 12 Mar 2018)
    • CF1 Director (2 Mar 2015 to 12 Mar 2018)
  • William George Caldwell

    IRN WXC00043

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Jul 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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