Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
    • SMF3 Executive Director (since 23 Oct 2020)
    • [FCA CF] Significant management (23 Oct 2020 to 10 Mar 2026)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • Responsibility for MCD Intermediation (23 Jun 2016 to 12 Mar 2018)
    • CF1 Director (AR) (29 Jan 2016 to 12 Mar 2018)
    • Responsible for Insurance Mediation (2 Mar 2015 to 12 Mar 2018)
    • CF1 Director (2 Mar 2015 to 12 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

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