PIVOTAL FINANCIAL LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
25 Christopher StreetLondonEC2A 2BSUNITED KINGDOM- Phone
- +4402038689137
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Complaints Contact
25 Christopher StreetLondonEC2A 2BSUNITED KINGDOM- Phone
- +4402038689137
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher Anthony Grieve
IRN CAG01163
- [FCA CF] Functions requiring qualifications (19 Apr 2024 to 8 Nov 2024)
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Christopher Evans
IRN CPE00005
- Appointed representative dealing with clients for which they require qualification (15 Jul 2022 to 31 Mar 2023)
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Christopher James William Wallis
IRN CXW00260
- [FCA CF] Functions requiring qualifications (16 May 2022 to 25 Nov 2022)
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Christopher John Allcock
IRN CXA00160
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Dec 2022)
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Christopher John Cattell
IRN CJC01232
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 18 Jun 2024)
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Christopher John Lally
IRN CXL01109
- CF1 Director (AR) (since 14 Dec 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Aug 2025)
- CF1 Director (AR) (1 Aug 2015 to 13 May 2025)
- CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
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Christopher Moore
IRN CXM00144
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 1 Aug 2015)
- CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
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Christopher Thomas Dunger
IRN CXD00309
- Appointed representative dealing with clients for which they require qualification (29 Nov 2021 to 7 Feb 2022)
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Christopher Wallis
IRN CXW00471
- Responsible for Insurance Distribution (since 27 Sep 2024)
- Responsibility for MCD Intermediation (since 27 Sep 2024)
- SMF9 Chair of the Governing Body (since 27 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jun 2024)
- SMF16 Compliance Oversight (since 20 Jun 2024)
- CF1 Director (AR) (since 1 Jun 2024)
- SMF3 Executive Director (since 31 Aug 2022)
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Chun Wang
IRN CXW00297
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Sep 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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HAZVITEEDZWI CHIMBETETE (no longer appointed)
FRN 930292 · Appointed 15 Oct 2021 · Until 17 Mar 2022
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RJ Dass & Associates Limited (no longer appointed)
FRN 958396 · Appointed 14 Sep 2021 · Until 10 Mar 2025
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.