Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PIVOTAL FINANCIAL LIMITED
FRN 665649
- SMF9 Chair of the Governing Body (since 27 Sep 2024)
- Responsibility for MCD Intermediation (since 27 Sep 2024)
- Responsible for Insurance Distribution (since 27 Sep 2024)
- SMF16 Compliance Oversight (since 20 Jun 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jun 2024)
- CF1 Director (AR) (since 1 Jun 2024)
- SMF3 Executive Director (since 31 Aug 2022)
Recent activity
Updates to this individual's record on the FCA register.
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