Christopher Moore

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PIVOTAL FINANCIAL LIMITED
FRN 665649
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 1 Aug 2015)
- CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
MOORE 4 MORTGAGES LTD
FRN 712569
- (1)Employed By (since 1 Aug 2015)
Tom French & Associates Limited (no longer approved here)
FRN 185513
- CF21 Investment Adviser (17 Nov 2005 to 16 Apr 2007)
- CF22 Investment Adviser (Trainee) (1 Feb 2005 to 17 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.