PIVOTAL FINANCIAL LIMITED

Date authorised
2 March 2015
Companies House
09157892
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Christopher Street
    London
    EC2A 2BS
    UNITED KINGDOM
    Phone
    +4402038689137
    Web
    http://www.charcol.co.uk

  • Complaints Contact

    25 Christopher Street
    London
    EC2A 2BS
    UNITED KINGDOM
    Phone
    +4402038689137

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Anthony Grieve

    IRN CAG01163

    • [FCA CF] Functions requiring qualifications (19 Apr 2024 to 8 Nov 2024)
  • Christopher Evans

    IRN CPE00005

    • Appointed representative dealing with clients for which they require qualification (15 Jul 2022 to 31 Mar 2023)
  • Christopher James William Wallis

    IRN CXW00260

    • [FCA CF] Functions requiring qualifications (16 May 2022 to 25 Nov 2022)
  • Christopher John Allcock

    IRN CXA00160

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Dec 2022)
  • Christopher John Cattell

    IRN CJC01232

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 18 Jun 2024)
  • Christopher John Lally

    IRN CXL01109

    • CF1 Director (AR) (since 14 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Aug 2025)
    • CF1 Director (AR) (1 Aug 2015 to 13 May 2025)
    • CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
  • Christopher Moore

    IRN CXM00144

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Aug 2015)
    • CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
  • Christopher Thomas Dunger

    IRN CXD00309

    • Appointed representative dealing with clients for which they require qualification (29 Nov 2021 to 7 Feb 2022)
  • Christopher Wallis

    IRN CXW00471

    • Responsible for Insurance Distribution (since 27 Sep 2024)
    • Responsibility for MCD Intermediation (since 27 Sep 2024)
    • SMF9 Chair of the Governing Body (since 27 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jun 2024)
    • SMF16 Compliance Oversight (since 20 Jun 2024)
    • CF1 Director (AR) (since 1 Jun 2024)
    • SMF3 Executive Director (since 31 Aug 2022)
  • Chun Wang

    IRN CXW00297

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Sep 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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