PIPER SANDLER LTD.

• Principal Place of Business

  6th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

  Web

  http://www.pipersandler.com

• Complaints Contact

  Piper Sandler Ltd.

  6th Floor

  2 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David McMorris Iliff

  IRN DMI01013

  • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
  • CF23 Corporate Finance Adviser (12 Sep 2007 to 31 Oct 2007)
• David Meier

  IRN DXM02020

  • CF30 Customer (10 Jan 2012 to 30 Jun 2018)
• David Michael Stewart Beveridge

  IRN DMB01109

  • [FCA CF] Client dealing (since 19 Oct 2022)
  • SMF3 Executive Director (9 Dec 2019 to 6 Dec 2021)
  • CF1 Director (5 Jul 2017 to 8 Dec 2019)
  • CF30 Customer (1 May 2017 to 8 Dec 2019)
• David Molloy

  IRN DAM01124

  • [FCA CF] Client dealing (15 May 2024 to 31 Jan 2025)
• David Rasouly

  IRN DXR01209

  • CF30 Customer (1 Nov 2007 to 10 Jan 2008)
  • CF23 Corporate Finance Adviser (23 Aug 2005 to 31 Oct 2007)
• Davis Bradford Bader

  IRN DBB01021

  • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2004)
• Debbra Lynn Schoneman

  IRN DLS01070

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Apr 2004 to 8 Dec 2019)
• Deirdre Marie O'Brien

  IRN DMO01038

  • CF30 Customer (21 Jun 2010 to 30 Nov 2010)
• Diego Parada Crespo

  IRN DXP00749

  • [FCA CF] Client dealing (since 5 Jan 2026)
• Dirk Frans Koen Marckx

  IRN DFM01045

  • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
  • CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)

No changes recorded yet.